Compliance – OBA
Compliance – OBA
Used for OBA survey
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Enter Your Name (First, Last)
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Enter your email address
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Outside Business Activity Questions
What is the name of the entity?
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What is the title of the position?
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Do you still participate in this activity?
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Yes
No
Do you exercise any control over the entity’s assets?
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Yes
No
Are you compensated in any manner for this activity?
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Yes
No
How many non-market hours are devoted to this activity per month?
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How many market hours are devoted to this activity per month?
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Give a brief description of your activity.
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Where is the location of the entity (full address)?
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What is the start date of the activity?
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Is the activity investment-related?
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Yes
No
Any additional information:
Confirmation
Do you attest that you have answered all questions accurately to the best of your knowledge?
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Yes
No
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