Compliance Manual Attestation

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Have you received a copy of MAMC’s most recent Compliance Policies & Procedures Manual and Code of Ethics?

Yes

No

MAMC’s Compliance Manual, Code of Ethics, and Privacy Policy are updated annually to reflect changes to the firm’s policies and procedures.

If no, please explain.

Have you read and understood the most recent Policies & Procedures Manual and Code of Ethics?

Yes

No

If no, please explain

Do you acknowledge that you will comply with all Policies & Procedures contained in the Compliance Manual, Code of Ethics, Privacy Policy, and all related documents?

Yes

No

If no, please explain

Yes

No

Do you attest that you have answered all questions accurately to the best of your knowledge?

Yes

No